Regulatory Disclosures

Lightyear Capital Inc. is member of the Investment Industry Regulatory Organization of Canada (“IIROC”), the TMX Group and the Canadian Investor Protection Fund (“CIPF”). Lightyear is registered in Alberta, Ontario, British Columbia, Saskatchewan and Manitoba and services client accounts in the jurisdictions in which it is registered.
Lightyear Capital Inc. maintains the following policies and makes the following disclosures.

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Terms of Use

 Privacy Policy

 Client Agreement

Conflict of Interest Statement

Statement of Connected and Related Issuers

Relationship Disclosure Document

Client Complaint Process

Multiple Marketplaces Trading Policy

Trade Matching Statement

Fee Schedule

IIROC AdvisorReport