Lightyear Capital Inc. is member of the Investment Industry Regulatory Organization of Canada (“IIROC”), the TMX Group and the Canadian Investor Protection Fund (“CIPF”). Lightyear is registered in Alberta, Ontario, British Columbia, Saskatchewan and Manitoba and services client accounts in the jurisdictions in which it is registered.
Lightyear Capital Inc. maintains the following policies and makes the following disclosures.
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Conflict of Interest Statement
Statement of Connected and Related Issuers
Relationship Disclosure Document
Multiple Marketplaces Trading Policy